Abandonment
The reply of an applicant to an office action must be made within a prescribed time limit. If no reply is received within the time period, the application may be considered, depending on the jurisdiction, as abandoned or deemed to be withdrawn, and, therefore, no longer pending
Annuity fee
A fee to be paid to maintain a patent or a patent application in force. Also called “maintenance fee” or “renewal fee”.
Application
An application for a patent, or patent application, is a request by a person or company to the competent authority (usually a patent office) to grant him a patent. By extension, a patent application also refers to the content of the document which that person or company filed to initiate the application process. This document usually contains a description of the invention and at least one claim used to define the sought scope of protection.
Author’s certificate
A form of inventor’s recognition formerly available in the Soviet Union[1] and a number of Socialist countries.[2] Also called “inventor’s certificate”.
Branching off
Under German patent law, a procedure consisting in deriving a utility model (German: Gebrauchsmuster) from a pending patent application. Also called “derivation”.
Catch and release
The practice of a patent holding company buying a patent, offering a license to its members and then selling or donating the patent after a certain period of time
Chapter I
In the Patent Cooperation Treaty (PCT), “Chapter I” refers to the prosecution procedure when no demand under Article 31 PCT is made. The states selected under Chapter I by the applicant are called “designated States”.
Chapter II
In the PCT, “Chapter II” refers to the prosecution procedure when a demand under Article 31 PCT is made. An international preliminary examination is conducted in this case. The demand indicates the Contracting State or States in which the applicant intends to use the results of the international preliminary examination (“elected States”).
Claim
A noun phrase defining the extent of the protection conferred by a patent, or the extent of protection sought in a patent application
Clearance search and opinion
A search done on issued patents or on pending patent applications to determine if a product or process infringes any of the claims of the issued patents or pending patent applications. These searches and opinions are also called freedom-to-operate searches and opinions
Common general knowledge
A legal concept used notably when assessing whether an invention involves an inventive step and whether the disclosure of the invention is sufficiently clear and complete for a skilled person in the art to be able to carry out the invention. The common general knowledge “is the common knowledge in the field to which the invention relates.” The information “must be generally known and generally regarded as a good basis for further action by the bulk of those engaged in that art before it becomes part of their common stock of knowledge relating to the art, and so part of the common general knowledge.” Regarding the inventive step assessment, “[if] information is part of the common general knowledge then it forms part of the stock of knowledge which will inform and guide the skilled person’s approach to the problem from the outset. It may, for example, affect the steps it will be obvious for him to take, including the nature and extent of any literature search.” Under European practice, “the common general knowledge of the person skilled in the art is, as a general rule, established on the basis of encyclopaedias, textbooks and the like”. Exceptionally however, common general knowledge may also be established on the basis of the content of patent specifications “and in particular when a series of patent specifications provides a consistent picture that a particular technical procedure was generally known and belonged to the common general knowledge in the art at the relevant date”.
Compulsory license
Using compulsory licenses, a government may force a patent proprietor to grant use to the state or others. Usually, the holder does receive some royalties, either set by law or determined through some form ofarbitration
Continuing application
In United States law, an active patent application, prior to final action, may give rise to additional applications for additional claims carrying the priority date of the original application. With the move to published applications, this has become a common way of producing submarine patents
Contribution approach
Under European patent practice, a legal approach, now abandoned by the European Patent Office (EPO), for assessing whether an invention was patentable. The approach consisted in establishing whether the “contribution to the art” made by the invention was only in a field excluded from patentability by Article 52(2) and 3) EPC and, if so, the application could be refused.[13] The EPO now applies the sometimes named “any hardware” or “any technical means” approach, notably formulated in EPO Board of Appeal decisions
Contributory infringement
A form of indirect infringement
Declaration of non-infringement
A declaration obtained from a court that one’s actions do not infringe a particular patent. An action for a declaration of non-infringement may be brought before a court as a preventive measure prior to being sued by a patent proprietor, for example if an infringement suit is believed to be imminent.
Declaration of non-infringement
A declaration obtained from a court that one’s actions do not infringe a particular patent. An action for a declaration of non-infringement may be brought before a court as a preventive measure prior to being sued by a patent proprietor, for example if an infringement suit is believed to be imminent.
Defensive patenting
A practice consisting in “obtaining patents to stake [one’s] claim to an area of technology in hopes of preventing other companies from suing them.”[15] See also defensive patent aggregation
Defensive publication
A publication intended to prevent the grant of a patent to a competitor by placing information in the public domain.
Defensive termination
An implicit cross license where the licensor can terminate a patent license if the licensee turns around and sues the licensor for infringing a patent
Demand letter
A letter sent to a company “seeking royalties and threatening legal action for patent infringement.”[16] Also called a “threat letter”.
Dependent claim
A claim comprising all the features of another claim
Designated office
Under the Patent Cooperation Treaty (PCT), a national patent office of or acting for a State designated by the applicant under Chapter I of the PCT
Disclaimer
In a claim, words identifying subject-matter that is not claimed[20] or, by extension, an amendment consisting in limiting a claim by introducing therein a negative technical feature
Divisional patent application
A type of patent application which contains matter from a previously-filed application. Also referred to simply as “divisional application
Double patenting
The protection of one single invention by two patents usually owned by the same proprietor
Elected office
Under the Patent Cooperation Treaty (PCT), a national patent office of or acting for a State elected by the applicant under Chapter II of the PCT
Essential patent
A patent claiming an invention that is required to implement a given industry standard
Exhaustion of rights
A legal concept according to which rights in a product are exhausted by its sale
Examination support document
According to USPTO patent rules, the examination support document (ESD) is a document submitted by an applicant that lists prior art and identifies how the prior art applies to the claims in a pending patent application.
Fair, reasonable, and non-discriminatory licensing
A type of licensing typically used during standardisation processes. Also abbreviated “FRAND”.
Field-of-use limitation
A provision in a patent license that limits the scope of what the patent owner authorizes a manufacturing licensee (that is, a licensee that manufactures a patented product or performs a patented process) to do in relation to the patent, by specifying a defined field of permissible operation or specifying fields from which the licensee is excluded.
Filing date
The filing date of a patent application is the date the patent application was filed in one or more patent offices, i.e. the date on which that application is legally accepted at the patent office. That date is typically the date on which the documents are deposited at the office, but may be later if there are defects in the documents. See also Priority right
First to file
A legal concept in which the right to a patent for an invention is determined by the first person to file for a patent to protect that invention
First to invent
A legal concept in which the right to a patent for an invention is determined by the first person to make that invention,
Freedom-to-operate
A freedom-to-operate search is a search aimed at establishing whether a product or process is covered by patent rights, including patent and patent applications. If it does, commercially exploiting the product or process may lead to patent infringement. Freedom-to-operate analyses and opinions are aimed at determining the risk of patent infringement in that respect. These searches and opinions are also called clearance searches and opinions
Homme du métier
Personne fictive permettant d’apprécier le critère d’inventivité de l’invention sujette à un dépôt de brevet. L’invention qui relève de la simple habileté technique de l’homme du métier » et qui est pour lui évidente ne recèle pas de caractère inventif. L’homme du métier est un technicien moyen de la branche ou se place l’invention.
Independent claim
A claim that does not comprise the features of any other claim.
Indirect infringement
When a patent is infringed by some party other than the one actually directly engaged in the infringement of the invention, but the original party is the cause of the infringement. For instance, when a third party supplies a product which is intended to be used, or can only be reasonably used or worked upon to make the device claimed in a patent. In some jurisdictions, forms of indirect infringements include “contributory infringement” and “induced infringement”.
Industrial applicability
A requirement of many patent systems, requiring that an invention be capable of industrial applicability in order for a patent to be granted for that invention.
Information disclosure statement
In United States patent law, a submission of relevant background art or information to the United States Patent and Trademark Office (USPTO) by an applicant for a patent during patent prosecution.
Innovation patent
A type of patent in some countries used for inventions that have a short commercial life or that offers a comparatively small advance over existing technology. It often has a shorter term of protection, for example 8 years instead of 20 in Australia. See also utility model and petty patent
International application
A patent application filed under the Patent Cooperation Treaty (PCT).[25] Also called “PCT application”.
International preliminary examination report (IPER)
An examination report prepared under the Patent Cooperation Treaty (PCT).
Invalidity opinion
An invalidity opinion, also called “validity opinion”, is a legal opinion provided by an attorney on how a court might rule on the validity of an issued patent. Invalidity opinions are often sought prior to patent litigation. See Patent infringement
Invention disclosure
A confidential document written by a scientist or engineer for use by a company’s patent department, or by an external patent attorney, to determine whether patent protection should be sought for the described invention.
Inventive step
A patentability requirement according to which an invention should be sufficiently inventive, i.e. non-obvious, in order to be patented.
Inventor
The actual devisor of an invention that is the subject of a patent. The inventor’s employer is not the inventor. More than one inventor can be named on a patent.
Kokai
A published, unexamined Japanese patent application.
Kokoku
An examined and approved Japanese patent application.
Large entity
In United States patent law, one of the available applicant’s status, along with the “small entity” status and the “micro entity” status.
Letters patent
An old term for a patent, sometimes used in reference to a bound formal copy of a patent provided by the USPTO to the inventor upon a patent’s issue.
License
A contract wherein a party (the “licensor”) grants to another party (the “licensee”) the authorization to use an invention which is subject to a patent, generally in exchange of a financial compensation, the royalties.
Maintenance fee
A fee to be paid to maintain a patent or a patent application in force. Also called “annuity fee” or “renewal fee”.
Markman hearing
A pre-trial hearing in the United States court system during which a judge hears testimony from both parties on the appropriate meanings of the relevant key words used in the claims of a patent, the infringement of which is alleged by the plaintiff.
McKesson Reference
In United States patent law, an Information Disclosure Statement (IDS) reference to a communication with a patenting authority (e.g. office action response, or notice of allowance) in a related patent application. Based on the McKesson v. Bridge Medical[26] decision where inequitable conduct was found where the applicant failed to notify the USPTO of such references.
Marlow Reference
In United States patent law, an IDS reference to a court document (e.g. memorandum opinion, or a court order) pertaining to a litigation involving an application or a related patent/application. Based on the Marlow Industries, Inc. v. Igloo Products Corp.[27] decision where the court found that the applicant had a duty to notify the USPTO of such references
Method
In United States patent law, a patent may notably claim a process or method. The claim gives right to exclude performance of the process or method, regardless of the equipment or technology used to do so.
National phase
The prosecution phase wherein an international application filed under the Patent Cooperation Treaty (PCT) becomes subject to examination at a national level. In the United States, the term national stage is used instead
Non-obviousness
A patentability requirement according to which an invention should not be obvious to a “person having ordinary skill in the art”, in order to be patented
Non-patent literature
Any technical document that is neither a patent nor a patent application and that is submitted by a party—such as an applicant, an opponent, or a third party—or cited by an examiner during patent prosecution. The non-patent literature includes especially scientific papers used as prior art to show that an invention claimed in a patent or patent application was known or obvious before the filing of the application.
Non-provisional patent application
A United States patent application that is not a provisional application. The term arose in 1995 to distinguish what were at the time “normal” patent applications from the newly established provisional applications. A complete non-provisional application differs from a provisional in that a non-provisional must contain at least one claim and is to be examined. A non-provisional application may also claim priority to a prior filed application, which is not permitted with provisional applications.
Novelty
A patentability requirement according to which an invention is not patentable if it was already known before the date of filing.
Nullity action
Lawsuit initiated by a party requesting a patent to be declared invalid, i.e. to be revoked. Also called “revocation action”.
Office action
A formal report from a Patent Office examiner to an inventor or attorney detailing which claims in a patent application were allowed for later issue (publication) in a patent and which claims were rejected. The examiner gives reasons for allowance or rejection.
Opposition proceeding
Proceedings in which a third party opposes the grant of a patent in an attempt to prevent that grant, or have the patent revoked. Opposition proceedings may be pre- or post-grant
Patent
A territorial right to prevent others from commercially exploiting an invention, granted to an inventor or his successor in rights in exchange for the public disclosure of the invention. A patent is regarded as a specific type of intellectual property right, and is granted for a limited period of time, the term of the patent.
Patent ambush
A patent ambush occurs when a member of a standard-setting organization withholds information, during participation in development and setting a standard, about a patent that the member or the member’s company owns, has pending, or intends to file, which is relevant to the standard, and subsequently the company asserts that a patent is infringed by use of the standard as adopted.[28][29]
Patent Application Locating and Monitoring System (PALM)
The Patent Application Locating and Monitoring System (PALM) is used to support the Reexamination process inside the USPTO. Reexamination is the examination of a granted patent, which can result in the revocation of that patent. The PALM system is used with both Image File Wrappers and paper File Wrappers. See Manual of Patent Examination and Procedure, Section 2235
Patent caveat
Formerly, in United States patent law, a legal document filed with the United States Patent Office.[30] Caveats were discontinued in 1909. A caveat was like a patent application with a description of an invention and drawings, but without claims. It was an official notice of intention to file a patent application at a later date.
Patent classification[
Classification of patents in technological areas for convenient retrieval during prior art searches.
Patent drawing
Technical drawing in a patent application, that illustrates the invention. It may be required by law to be in a particular form.
Patent family
A group of patents related by a common priority claim.
Patent flooding
Patenting every possible way of doing something.
Patent infringement
Commercially exploiting an invention claimed in a patent without permission of the patentee
Patent misuse
In United States patent law, an affirmative defense used in patent litigation after the defendant has been found to have infringed a patent.
Patent model
A miniature model that shows how an invention works.
Patent monetization
The generation of revenue or the attempt to generate revenue by a person or company by selling or licensing the patents it owns.
Patent pending
A warning that a patent application has been filed for an invention integrated in a product. The warning indicates that the applicant(s) may be entitled to some rights even if a patent has not been granted yet, or that the applicant(s) will be entitled to some rights once a patent is granted.
Patent pool
A consortium of at least two companies agreeing to cross-license patents and other IP rights relating to a particular technology.
Patent portfolio
A collection of patents owned by a single entity, such as an individual or corporation.
Patent thicket
A dense web of overlapping intellectual property rights that a company must navigate through in order to commercialize new technology.[31]
Patent troll
A person or company who enforces patent rights against accused infringers in an attempt to collect licensing fees, but does not manufacture products or supply services based upon the patents in question. Also called a patent assertion entity (PAE) or non practicing entity (NPE).
Patent watch
A process for monitoring newly issued patents on a periodic basis to see if any of these patents might be of interest.
Patentability
A set of substantive requirements for a patent to be granted. An invention satisfying these requirements is said to be patentable.
Patentability opinion
An opinion as to whether an invention might be patentable. Such an opinion may be established by a patent attorney to assist an inventor or company into deciding whether to file a patent application.[32]
Patentee
One to whom a patent was granted. Also called “patent holder” or “patent proprietor”.
Pay-for-delay
A deal under which a company holding a patent on a drug pays a generic manufacturer to delay its launch of a cheap copy of the drug.[33]
PCT application
A patent application filed under the Patent Cooperation Treaty (PCT). Also called “international application”.
Person having ordinary skill in the art
A hypothetical person having typical knowledge of a particular field or art, used such as to assess whether an invention is nonobvious or whether the specification of the patent enables one to practice what is claimed.
Petition to make special
A United States patent law procedure that requests the U.S. Patent and Trademark Office to accelerate a patent’s prosecution, based on a showing that certain conditions are met. For example, if the inventor is old or sick, or the field of invention is a favored area of science that significantly enriches people’s lives, The U.S. PTO may allow such a petition.
Petty patent
Phrase sometimes used to refer to utility models and Gebrauchsmuster, which are specific forms of patents for inventions usually granted for a shorter term, i.e. mostly 6 or 10 years instead of 20 years. In some jurisdictions, the patentability criteria applicable to petty patents are less stringent than those applicable to 20-year patents. See also innovation patent
Piracy
Pejorative term. Generally refers to the willful infringement of a patent. May also be applied to the vigorous enforcement of a patent.
Pre-grant Publication
Pre-grant Publication (PGpub) is the procedure under 35 U.S.C. Section 122(b) requiring the publication of most United States patent applications 18 months after their filing dates.[34] This procedure was first enacted in the 1999 American Inventors Protection Act
Prior art
Material publicly available prior to the priority date of an application which may anticipate the subject of and prevent the grant of a patent.
Priority right
The priority right is a right to claim priority from an earlier application. Claiming priority gives the later filed application a priority date of the filing date of the earlier application
Provisional application
In United States patent law, a legal document filed in the United States Patent and Trademark Office (USPTO) that establishes an early filing date, but which does not mature into an issued patent unless the applicant files a regular patent application within one year. See also Non-provisional patent application.
Provisional (patent) rights or provisional protection
The rights conferred to a published patent application, i.e. the rights conferred before the patent is granted. See also U.S. patent law, 35 USC 154(d). Under the European Patent Convention, “for the period of provisional protection, between the moment of publication of the patent application and the moment of the publication of the patent grant, Article 67 EPC requires Member States to ensure that the applicant can claim compensation reasonable in the circumstances from any person who has used the invention in their territory. Following publication of the mention of the patent grant, full compensation of any losses suffered may be claimed, depending also on whether the infringer knew or should have known that he or she was infringing.”[35]
Reading a claim
The process of establishing patent infringement involves “reading” a claim onto the technology of interest. If all of the claim’s elements are found in the technology, the claim is said to “read on” the technology; if a single element from the claim is missing from the technology, the claim does not literally read on the technology and the technology does not infringe the patent with respect to that claim. Also, the process of contesting or invalidating a patent can involve showing that the claim reads on prior art, i.e., the claim’s elements are found in the prior art.
Reasonable and non-discriminatory licensing
A type of licensing typically used during standardisation processes. Also abbreviated “RAND”.
Reduction to practice
In United States patent law, making or performing an invention (actual reduction to practice) or filing a patent application describing how to make and use an invention (constructive reduction to practice). Important for determining which party is “first to invent”.
Reexamination
The examination of a granted patent, which can result in the revocation of that patent.
Regional patent
A single patent covering a set of countries. As of 2012, the only true regional patent covering more than two countries appears to be the OAPI patent.[36] The European patent, the Eurasian patent, and the ARIPO patent each effectively lead, once granted, to a bundle of national patents for which there might be separate translation requirements (for example in the European Patent Convention), maintenance fees,[37][citation needed] durations of protection (for example with ARIPO)[38] and separate jurisdiction exist (a patent invalidated in one country might still be valid in others). The unitary patent for Switzerland and Liechtenstein can also be regarded as a regional patent with a truly unitary effect. See also unitary patent
Regional phase
The prosecution phase wherein an international application filed under the Patent Cooperation Treaty (PCT) becomes subject to examination at a regional level. There are four regional patent treaties: the European Patent Convention, the Eurasian Patent Convention, the Bangui Agreement (see African Intellectual Property Organization or OAPI), and the Harare Protocol (see African Regional Intellectual Property Organizationor ARIPO). See also National phase.
Rejection
In the United States, to have patent claims “rejected” in a patent application means that the subject matter as claimed is considered by the patent examiner to be unpatentable.[39] A final Office action based on rejection of claims is subject to review by the Board of Patent Appeals and Interferences (BPAI).
Research exemption
In some legislations, an exemption to the rights conferred by patents, pursuant to which performing research and tests for preparing regulatory approval does not constitute infringement for a limited term before the end of patent term.
Restitutio in integrum
In the European Patent Convention, a means of redress following a loss of right due to the non-observance of a time limit in spite of all due care.
Revocation action
Lawsuit initiated by a party requesting a patent to be declared invalid, i.e. to be revoked. Also called “nullity action”.
Sandor Obviousness
In United States patent law, an obviousness rejection based on a single reference. Generally a case for an obviousness rejection requires the examiner to rely on 2 or more references. Sandor Obviousness stems from Ex Parte Sandor Nagy[40] where the examiner relied on only a single reference to reject the claims at issue. Ultimately the case was remanded on appeal back to the examiner.
Search report
A report established by a patent office, which mentions documents which may be taken into consideration in deciding whether the invention to which a patent application relates is patentable.
Second medical use
The patenting of a particular medical use of a molecule (or more generally product or composition), wherein a first particular use of a molecule is already known and, therefore, wherein the novel and inventive aspect lies solely in the second use of the molecule. Also known as further medical use.
Selection invention
An invention consisting in the selection of individual elements, sub-sets, or sub-ranges, within a larger, known set or range.[41] A selection patent is a patent granted on a selection invention.[42]
Software patent
A patent in the field of computer software. Some types of inventions in the field of software are legally considered non-patentable subject-matter, depending on the jurisdiction. See also software patents under the European Patent Convention, under TRIPs Agreement, under United Kingdom patent law, under United States patent law, computer programs and the Patent Cooperation Treaty, software patent debate.
Statutory Invention Registration
A procedure governed by MPEP Sections 1100 et al. in which a patent applicant could request a public filing of their application. Usually, this was used when the applicant felt a patent was no longer possible during the application period. It may now be obsolete due to the 1999 America Inventors Protection Act which required publication of U.S. applications in 18 months unless an exception applied.
Submarine patent
A patent first published and granted long after the original application was filed.
Sufficiency of disclosure
An important requirement to be met by a patent in order to be validly granted. According to this requirement, an invention must be described in the application or patent in a sufficiently clear and complete manner to enable the person skilled in the art to carry out the invention.
Supplementary protection certificate
A sui generis right notably available for medicinal and plant protection products. The right comes into force after the corresponding patent expires and, for medicinal and plant protection products, has a maximum term (i.e., lifetime) of 5 years.
Technical character
A condition for an invention to be considered patentable under the case law and practice of the European Patent Office (EPO). Namely, an invention must notably have a technical character to be patentable. SeeSoftware patents under the European Patent Convention
Term of patent
The maximum period during which it can be maintained in force.
Transfer
An operation by which ownership of a patent or patent application changes (for instance as a result of a financial transaction).
Transitional phrase
In United States patent law, a phrase that links the preamble of a patent claim to the specific elements set forth in the claim which define what the invention itself actually is. The transitional phrase acts as a limitation on the claim, indicating whether a similar device, method, or composition infringes the patent if it contains more or fewer elements than the claim in the patent.
Unitary patent
A patent having a unitary effect throughout the territories of more than one country. The proposed unitary patent in the European Union, also called “European patent with unitary effect”, is the most well-known unitary patent. Other unitary patents are the unitary patent in Switzerland and Liechtenstein and the OAPI patent.
Unity of invention
A requirement that a patent application can relate only to one invention (or to a group of inventions so linked as to form a single general inventive concept
Utility
A patentability requirement mainly used to prevent the patenting of inoperative devices such as perpetual motion machines.
Utility model
An intellectual property right which is very similar to the patent, but usually has a shorter term (often 6 or 10 years) and may have less stringent patentability requirements.
Validity opinion
A validity opinion, also called “invalidity opinion”, is a legal opinion provided by an attorney on how a court might rule on the validity of an issued patent. Validity opinions are often sought prior to patent litigation.
X-Patent
Patent issued by the United States Patent and Trademark Office between July 1790 (when the first U.S. patent was issued) and July 1836.